Series 66 Exam: Study Guide & Practice
Offered By: Study.com
Course Description
Overview
This comprehensive study guide can make sure you are ready for your Series 66 exam. You'll have all the study tools you need at your fingertips, from clearly-written text and video lessons, to helpful worksheets and quizzes.
Syllabus
- Ch 1. Analytical Methods in Investment
- Ch 2. Valuation Factors of Securities
- Ch 3. Investment Vehicle Characteristics
- Ch 4. Understanding Customer Types & Profiles in Investing
- Ch 5. Capital Market Theory
- Ch 6. Investment Portfolio Management Strategies
- Ch 7. Tax Considerations for Investing
- Ch 8. Understanding & Managing Retirement Plans
- Ch 9. Special Types of Investment Accounts
- Ch 10. Ownership & Estate Planning Techniques
- Ch 11. Overview of Securities Trading
- Ch 12. Investment Portfolio Performance Measures
- Ch 13. Regulation of Investment Advisors & Investment Advisor Representative
- Ch 14. Regulation of Broker-Dealers
- Ch 15. Regulation of Broker-Dealers' Agents
- Ch 16. Regulation of Issuers & Securities Registration
- Ch 17. State Securities Administration Regulation
- Ch 18. Customers & Prospects Communication in the Securities Industry
- Ch 19. Ethical Practices & Obligations in the Securities Industry
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