CompOps: Regulatory Cultural Change in Financial Services

Explore the concept of CompOps (Compliance Operations) and its application in regulatory cultural change through this insightful 29-minute talk by David Yates from Bentley University. Delve into the critical role of compliance in the financial services sector and learn how to incorporate it into broader organizational culture initiatives. Discover how lessons from the DevOps movement can be applied to create a CompOps approach, addressing challenges in building a compliance-driven culture. Gain valuable insights on demonstrating adherence to laws and regulations, improving audit response times, reducing risks and penalties, enhancing business efficiencies, and controlling critical records. Examine the GRC triad, modern compliance practices, operational excellence, and the maturity model for implementing CompOps effectively.

Introduction
Overview
Compliance vs Operations
Take aways
GRC triad
People processes technologies
Modern compliance
The GRC Triad
The Good News
Operational Excellence
Review
Maturity Model
Security
Velocity
Compliance as a Service
Questions