Series 6 Exam: Study Guide & Practice

This engaging course is designed to prepare you for the Series 6 Exam, which is required for anyone looking to sell corporate and municipal securities products. The course uses video lessons and quizzes to help you practice for all the financial questions you might encounter on test day.

• Ch 1. Financial Advertising & Communications With the Public
• Ch 2. Describing Investment Products & Services
• Ch 3. Disclosing Financial Account Types & Restrictions
• Ch 4. Understanding Retirement Plans & Tax Advantaged Accounts
• Ch 5. Obtaining Basic Customer Information & Documentation
• Ch 6. Obtaining Customer Investment Profile Information
• Ch 7. Obtaining Supervisory Approvals for Investment Accounts
• Ch 8. Analyzing Investment Portfolios & Financial Statements
• Ch 9. Types of Underlying Securities
• Ch 10. Understanding Funds, Trusts & Investment Companies
• Ch 11. Understanding Municipal Fund Securities
• Ch 12. Variable Life Insurance & Annuity Contracts
• Ch 13. Tax Treatment of Investment Profiles
• Ch 14. Disclosing Investment Product Information
• Ch 15. Updating Investment Customers & Retaining Customer Records
• Ch 16. Processing & Confirming Financial Transactions
• Ch 17. Resolving Investment Disputes & Customer Complaints